-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A39SVIsFxD37EaiwfhB3D4/nn0cWtYRGOVi0VRlcpPfyNGRAlrbmJw/uuSxEVDGZ QdjznbrtslyAqi4cw38ZLg== 0000893220-08-001729.txt : 20080604 0000893220-08-001729.hdr.sgml : 20080604 20080604151351 ACCESSION NUMBER: 0000893220-08-001729 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080604 DATE AS OF CHANGE: 20080604 GROUP MEMBERS: WILMINGTON TRUST COMPANY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BEAR STEARNS COMPANIES INC CENTRAL INDEX KEY: 0000777001 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133286161 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-36788 FILM NUMBER: 08880343 BUSINESS ADDRESS: STREET 1: ONE METROTECH NORTH STREET 2: 9TH FL CITY: BROOKLYN STATE: NY ZIP: 11201 BUSINESS PHONE: 3476439862 MAIL ADDRESS: STREET 1: ONE METROTECH NORTH STREET 2: 9TH FL. CITY: BROOKLYN STATE: NY ZIP: 11201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WILMINGTON TRUST CORP CENTRAL INDEX KEY: 0000872821 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 510328154 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: RODNEY SQUARE NORTH STREET 2: 1100 NORTH MARKET ST CITY: WILMINGTON STATE: DE ZIP: 19890-0001 BUSINESS PHONE: 3026518378 MAIL ADDRESS: STREET 1: 1100 NORTH MARKET STREET CITY: WILMINGTON STATE: DE ZIP: 19890-0001 SC 13G/A 1 w60028sc13gza.htm AMENDMENT NO. 1 TO SCHEDULE 13G sc13gza
     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

Bear Stearns Companies Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
073902108
(CUSIP Number)
May 30, 2008
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
073902108 
 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Wilmington Trust Corporation
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    -0-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  -0-
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  -0-%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  HC


 

                     
CUSIP No.
 
073902108  
 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Wilmington Trust Company, in various fiduciary capacities
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware banking corporation
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    -0-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  -0-
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  -0-%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  BK


 

CUSIP 073902108
Item 1(a). Name of Issuer:
Bear Stearns Companies Inc.
Item 1(b). Address of Issuer’s Principal Executive Offices:
One Metrotech North
9th Floor
Brooklyn, New York 11201
Item 2(a). Name of Person Filing:
Wilmington Trust Corporation, Wilmington Trust Company.
Item 2(b). Address of Principal Business Office, or if None, Residence:
1100 North Market Street
Wilmington, DE 19890
Item 2(c). Citizenship:
Wilmington Trust Corporation is a Delaware corporation;
Wilmington Trust Company is a Delaware banking corporation.
Item 2(d). Title of Class of Securities:
Common Stock
Item 2(e). CUSIP Number:
073902108
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
         
(a)
  o   Broker or dealer registered under Section 15 of the Exchange Act.
 
       
(b)
  þ   Bank as defined in Section 3(a)(6) of the Exchange Act.
 
       
    Wilmington Trust Company, a Bank, is a wholly-owned subsidiary of Wilmington Trust Corporation.

 


 

         
(c)
  o   Insurance company as defined in Section 3(a)(19) of the Exchange Act.
 
       
(d)
  o   Investment company registered under Section 8 of the Investment Company Act.
 
       
(e)
  o   An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
 
       
(f)
  o   An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
 
       
(g)
  þ   A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
 
       
    Wilmington Trust Corporation is a Parent Holding Company.
 
       
(h)
  o   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
 
       
(i)
  o   A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
 
       
(j)
  þ   Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
 
       
    Wilmington Trust Corporation and Wilmington Trust Company are a Group.
Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
                     
(a)
  Amount beneficially owned:                
 
  Wilmington Trust Corporation:     -0-     shares    
 
  Wilmington Trust Company:     -0-     shares    
 
                   
(b)
  Percent of class:                
 
                   
 
  Wilmington Trust Corporation:     -0- %        
 
  Wilmington Trust Company:     -0- %        
 
                   
(c)   Number of shares as to which Wilmington Trust Corporation, Wilmington Trust Company, have:
                 
(i)   Sole power to vote or to direct the vote
  shares     -0-  
(ii)  Shared power to vote or to direct the vote
  shares     -0-  
(iii) Sole power to dispose or to direct the disposition of
  shares     -0-  
(iv) Shared power to dispose or to direct the disposition of
  shares     -0-  

 


 

Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:
The Bear Stearns Companies Inc. and JPMorgan Chase & Co. entered into an Agreement and Plan of Merger dated as of March 16, 2008 and an amendment to the Agreement and Plan of Merger on March 24, 2008. The merger was completed on May 30, 3008. Pursuant to the terms of the Agreement and Plan of Merger, as of the effective time of the merger, each issued and outstanding share of common stock of The Bear Stearns Companies Inc. was converted into the right to receive 0.21753 of a share of JPMorgan Chase & Co. common stock.
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Wilmington Trust Company:           BK
Item 8. Identification and Classification of Members of the Group.
Wilmington Trust Corporation:       HC
Wilmington Trust Company:           BK
Item 9. Notice of Dissolution of Group.
Not applicable.

 


 

Item 10. Certifications.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
             
June 4, 2008   Wilmington Trust Corporation    
    Wilmington Trust Company, as Trustee    
 
           
 
  By:   /s/ Gerard A. Chamberlain    
 
           
 
      Gerard A. Chamberlain    
 
      Vice President and Assistant Secretary    

 

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